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All about Hypoxia
Source: aeromedical.org
Hypoxia, a state of
dysfunction due to inadequate Oxygen passing to the tissues of our
bodies, has been with mankind since long before we took our first
tentative leaps towards the sky.
For millennia man has
travelled to, and lived at, altitudes where various symptoms of hypoxia
would occur. Although my literature search was not extensive the first
clear evidence of hypoxia can be found in a series of articles,
published in a well known Middle Eastern journal. One of the articles
details the trip of a man who climbed to the top of a mountain where he
"saw" a bush that was burning with fire whilst not being consumed by the
fire, in the flames he saw an image which he believed to be (in the
quaint tribal customs of those bygone days) an angel of the Lord. In a
subsequent article this same man claims to have spent forty days and
forty nights upon the mountain (Mt. Sinai) all the while not having
eaten or drank. It will be clear to an, one with even the most basic
understanding of Oxygen physiology that Moses was indeed suffering from
an altered state of consciousness, probably a semi-comatose stupor,
induced by hypoxia.
It was almost two
hundred years after Acosta's observation that man started
non-terrestrial ascent within our atmosphere, in balloons, and began to
discover the dangers and limitations of altitude. Our first balloonists,
the sheep, duck, cock, and barometer sent aloft in a Montgolfiere
balloon from the court of Louis XVI on 19 September 1783, attained an
altitude of 1,700 feet with little ill effect, excepting
the cocks injured wing The initial human balloonists had there hands
full with physical considerations such as trees, buildings, fire, and
bodies of water so it wasn't until thirty years after the first manned
balloon flight (21 November 1783, Pilatre de Rozier and Marquis d'
Arlandes, from Bois de Boulogne, Paris) that we started "pushing at the
edge of the envelope" and discovering the effects of hypoxia,
decompression, and hypothermia.
Soon after this first
manned balloon flight an English surgeon, Dr. John Sheldon, made a
balloon ascent (1784) to assess the effects of flight on the human body.
He became terrified, vomited and collapsed in the balloon basket,
testimony to the mental and emotional considerations of flight.
A moment should be
taken, here, to mention the discovery of Oxygen, independently in 1774
by Joseph Priestly (England) and Carl Wilhelm Scheele (Sweden) . The gas
O2, with molecular weight 16.00, has since been found to be essential
for the function, and survival, of all higher organisms. Oxygen
liquifies at -182.5°C. and solidifies at -223°C. at sea level pressure.
As balloons became capable of more lift and greater heights their human
passengers started to experience a variety of altitude related symptoms.
In 1793 the French balloonist Jean - Pierre Francois Blanchard
commented to the American Doctor, Benjamin Rush, that at 9,000 m.
(altitude claimed but not confirmed) blood came into his mouth and he
experienced great thirst and sleepiness from the lightness of the air.
The much quoted balloon flight of Italians Andreoli,
Brassette, and Zambeccari on 7 October 1804 where all three suffered
frostbite, vomiting and loss of consciousness, at an altitude in excess
of 15,000 ft could well be considered the start of our experiences with
aviation altitude hypoxia. Interestingly, this flight, where all aboard
suffered hypoxia, occurred only four years after Priestly and Scheele
discovered the element of Oxygen.
During the early part
of the 19th century ballooning was a common enough pastime, with little
apparent thought being given to the medical and physiological aspects of
such flights. It was not until some eighty years after the first manned
balloon ascents that attempts were made to describe the physiological
alterations experienced by man at altitude Englishmen, Glaisher and
Coxwell made several high altitude balloon flights during the 1860s
while making careful observations of the changes in their pulses,
breathing, mentation, and physical coordination. During one flight, in
1862, they almost reached 30,000ft. when one (Glaisher) lost
consciousness due, probably, to hypoxia and the other became partially
paralysed probably from altitude decompression sickness. Fortunately
they retained their wits and enough physical function to discharge some
of their balloon's hydrogen and descend, suffering no long term
detriment.
During the second half
of the 19th century Dr. Paul Bert (1833 - 1886) was the Professor of
Physiology at Paris. Observing the experiences of balloonists such as
Glaisher and Coxwell as well as several mountaineers he set about
methodically evaluating the effects of altitude on human physiology. His
research began with observations of the demise of small animals in
'decompressed' bell jars exhausted of their atmosphere. From these
initial experiments he concluded that death occurred when the partial
pressure of Oxygen fell below 35 mm. Hg., irrespective of the proportion
of Oxygen in the atmosphere. It may seem awfully straight forward today
but this recognition that the partial pressure of Oxygen was paramount
to survival was a major landmark in the investigation of hypoxia, not to
mention Aviation Medicine as a whole.
Bert subsequently built
the world's first man-sized decompression chamber which, although
primitive by today's standards, was capable of an altitude equivalent of
36,000 ft. above sea level. In this chamber he continued experimentation
on animals as well as himself. In February 1874 he spent over an hour at
16,000 ft. noting the effects of hypoxia and their relief by breathing
an Oxygen rich air he had previously prepared. Several weeks later he
was joined by Scientists Croce-Spinelli and Sivel who similarly observed
the "disagreeable effects of decompression and the favourable influence
of superoxygenated air ...." at 20,000 ft.
Bert's demonstration of
the protective effects of Oxygen at altitude prompted Croce-Spinelli and
Sivel to carry Oxygen on their subsequent balloon flights, attempting to
break the altitude record previously established by Glaisher and
Coxwell. On their flight of 22 March 1874 they attained an altitude of
24,300 ft. using Oxygen enriched air intermittently to
maintain their sensibility. During a subsequent attempt on 26,200 ft.
they took a third person (M. Gaston Tissandier) on board without
increasing their already inadequate Oxygen stores. Prior to this flight
they had corresponded with Bert who had advised they should take much
more Oxygen than they had planned. They achieved their goal, climbing to
28,200 ft., but all three lost consciousness due to hypoxia; Tissandier
was the only one to waken - they had all been too weak to reach out for
the Oxygen tubes only a few feet away from them.
"They leap up and death
seizes them, without a struggle, without suffering, as a prey fallen to
it on. those icy regions where an eternal silence reigns. Yes, our
unhappy friends have had this strange privilege, this fatal honour, of
being the first to die in the heavens." was part of Paul Bert's eulogy
at the funeral of these two early altitude explorers. These two men had
died of hypoxia despite the knowledge and equipment, albeit rudimentary,
being available to them for the prevention of hypoxia.
Around twenty years
after this fateful flight (4 December 1894) meteorologist Arthur Berson
took a balloon successfully to 30,000 ft. using compressed Oxygen in
steel flasks to prevent hypoxia.
By the year 1900, three
years prior to those eventful moments at Kill Devil Hill near Kitty
Hawk, North Carolina where powered flight made it's faltering debut, our
understanding of hypoxia was much less rudimentary than one might
expect. Oxygen had been discovered and it was known that reducing the
partial pressure of this gas below certain levels was incompatible with
life. The relationship between Oxy-Haemoglobin saturation and Oxygen
partial pressure had been explored by Paul Bert. The partial pressure of
Oxygen in the air was known to be reduced at altitude. The impaired
performance of balloonists at altitude was known, in part, to be due to
reduced Oxygen partial pressure and methods were available to provide
additional Oxygen to adventurers aloft. It had been demonstrated that
sufficient altitude and insufficient Oxygen would result in the death of
man. The technology was available to produce Oxygen rich gas mixtures
and to store such gases in pressurized vessels. It would have been
possible, using the technology available in 1900, to fly to around
30,000 ft. and maintain an Oxy-Haemoglobin saturation equivalent to that
normally found at sea level.
It was through
continued balloon flights that further understanding of hypoxia was
obtained. The works of Hermann von Schrotter, a Viennese physiologist,
in conjunction with Arthur Berson and Reinard Suring, both meteorology
professors, expanded the knowledge of hypoxia at altitude and exposed
some limitations of the preventative measures available at the turn of
the century. On 31 July 1901 Suring and Berson took off, attempting the
altitude record, in the balloon 'Preussen'. With them they carried
compressed Oxygen which they breathed through a tube and pipe-stem
mouthpiece, despite von Schrotter's recommendation that a face fitting
mask should be used so they received Oxygen even if they collapsed. They
ascended to 34,500 ft. before Berson initiated descent, a timely
decision as Suring collapsed soon afterwards and he (Berson) soon
followed. They both regained consciousness at around 20,000 ft. to
complete their mission by landing safely.
His observations at
altitude and discussion with von Schrotter allowed Suring to write on
the limits of human tolerance to altitude with and without Oxygen. It
was realised that even 100% Oxygen would be inadequate for protection
against hypoxia should the ascent go high enough. The calculations of
Suring and von Schrotter were based on some inaccurate meteorological
data but their conclusions were quite correct. In 1901 von Schrotter
predicted that above 41,000 ft. pressurised breathing equipment would be
needed to maintain adequate blood oxygenation and recommended the use of
pressurised "hermetically sealed" gondolas for such high altitude
sojourns.
During the first two
decades of this century there seems to have been great expansion and
embellishment but little original thought on aspects of hypoxia, despite
great leaps in aviation and the first world war. The theories of Paul
Bert and Hermann von Schrotter were used as the basis of most
considerations of aviation hypoxia during the first world war. It should
be realised, however, that despite the development of aviation in
warfare (Spanish Civil War and First World War) very few aviators during
this period actually flew higher than 10,000 ft. and when they did it
was for relatively short periods.
Perhaps this is an
unfair statement as certainly there was a great deal of experimentation
on hypoxia and much development and refinement of equipment during the
great war. However, after the innovative works and theories of the likes
of Bert and Schrotter the wartime progress seems (to me) somewhat
mundane and repetitive.
In 1917 Barley
submitted a minute to the British War Office detailing his observations
of a variety of aircrew performance impairments that he attributed to
hypoxia. He claimed that hypoxia was the cause of increased aircrew
fatigue after flights at higher altitudes as well as the many reports of
inappropriate or irrational aircrew actions when at altitude. He also
proposed subtler degrees of impairment at relatively low altitudes and
the relief of all these difficulties by breathing Oxygen. Birley, and
others, were aware that hypoxia was able to impair aircrew performance
and a variety of experimental methods were devised attempting to
investigate their observations.
In Britain two
researchers independently devised simple, inexpensive methods of
simulating altitude exposure. One of these, the 'Flack' apparatus (named
after it's inventor GPCAPT Martin Flack) involved a five litre
rebreathing bag with a chemical CO2 scrubber. The approximate height at
which hypoxic symptoms develop could be estimated by sampling the gas in
the rebreathing bag at the commencement of symptoms while using the
apparatus. Using the Flack apparatus a number of researchers
demonstrated that some people were more resistant to the effects of
hypoxia than others, and concluded that selecting for these more
resistant candidates would enhance the safety and performance of the
Royal Flying Corps (RFC). Flack devised a number of tests that selected
for the personnel more resistant to hypoxia, and these tests were in use
up to the commencement of the second world war. Flack's empirical tests
were very effective in identifying people with poor respiratory
responses to hypoxia but it is debatable whether rejection of these folk
enhanced the performance of the RFC/RAF.
During the first world
war there was, in Britain at least, some considerable aircrew resistance
to the use of Oxygen. A variety of factors probably played a part, for
example it was considered, by some, a 'soft' option (like parachutes,
initially forbidden for RFC aviators). Others thought that shooting down
an enemy while 'hiding' behind a mask was unsportsmanlike, and the
Oxygen masks of the day were, almost universally, uncomfortable and
unreliable.
Another development in
'hypoxia technology' around this time was the invention of various
'economiser' circuits and apparatus to reduce the proportion of wasted
Oxygen. These Oxygen economizers (as designed by J.S. Haldane, 1917, and
produced by Siebe Gormon for use by aviators at around the same time)
were initially unreliable and bulky, they employed a flexible reservoir
bag supplied with constant flow rate Oxygen. During inhalation Oxygen
passed from the reservoir bag to the pilot's mask and when he exhaled
the bag refilled with Oxygen while his breathe passed out of the mask
via a rubber flap valve.
Early Oxygen regulators
were, also, somewhat rudimentary and cumbersome, not to mention
unreliable. During the first world war LTCOL Dreyer RFC improved on the
contemporary regulator design with it's manually selected settings for
certain altitudes by designing an anaeroid unit that automatically
adjusted the amount of Oxygen delivered as the altitude increased. Other
advances in regulators at this time reflected the desirability of
knowing how much Oxygen was left in the tank and how fast you were using
it - various meters were incorporated in the basic regulator design.
The Germans had, during
WW1, devised methods of controlling the rate of evaporation of liquid
Oxygen and where British aircraft carried compressed gaseous Oxygen the
Germans were using liquid Oxygen.
At the completion of
WW1 research into hypoxia, or at least landmarks in hypoxia research,
seem to have focused again on the ballooning fraternity. German
physiologist-physician Dr. Hubertus Strughold studied previous research
into altitude physiology and began further work in the field using
balloons and later learning to fly himself.
One non-ballooning land
mark at this time was the first attempt at developing a pressurised
cabin for aircraft. It had been shown by Suring and von Schrotter that
100% Oxygen at ambient pressure would be inadequate to prevent hypoxia
above a certain altitude, since shown to be 40,000ft. A pressurised
aircraft cabin is one method of providing Oxygen at higher than ambient
pressures, another is 'pressure breathing' where increased pressure
Oxygen (absolute and partial) is provided to the airways via a tight
fitting face mask. We take for granted a pressure cabin (be it Sea
Level, 4,000ft., 8,000ft., or other) whenever we fly in a commercial
routine passenger transport jet. In 1921 a wind driven pump was mounted
to pressurise the cabin of a De Havilland biplane in the USA. The cabin
was pressurised but in an uncontrolled manner maintaining a -7000ft
cabin altitude when flying at +3,000ft. This idea was explored for a
year, or so, then appears to have been forgotten in the USA for some
time (until the American XC-35 of 1939).
Post war research by
the US Army Corps served to confirm Schrotter's predicted ceiling for
open gondola balloons. In May 1927 US Army CAPT Hawthorne C. Gray made
further attempts on the world altitude records, using open balloons and
Oxygen in pressurised steel cylinders. He reached 42,470 ft. and started
a descent because of hypoxia symptoms then bailed out, due to balloon
malfunction, and made a successful parachute descent. A similar attempt,
six months later, found him at 42,470 ft. again, commencing descent due
to symptoms of hypoxia, when his Oxygen supply ran out. He was dead when
his balloon landed.
By 1929 free balloon
and aircraft ascents had been made to 32,800 ft. and in 1931 German high
altitude physiologist, Hans Hartmann had climbed to 28,200 ft. in the
Kanchenjunga region of the Nepal Himalaya without using Oxygen. These
ascents further enhanced our understanding on the limitations of man in
an hypoxic environment, but also demonstrated the capacity to adapt or
acclimatise to reduced Oxygen tensions at altitude.
In accordance with von
Schrotter's earlier predictions the next step in hypoxia research went
hand in hand with further altitude record attempts and involved men
breathing Oxygen at a pressure greater than the ambient atmospheric
pressure. The concept was simple: rather than the aviators exposing
themselves to the rarefied atmosphere at altitude they would take with
them an atmosphere as near as possible to that found at sea level.
On 27 May 1931 Auguste
Piccard and Paul Kipfer took off inside a pressurised gondola suspended
from a balloon and successfully reached 51,775 ft. Piccard had designed
the pressure capsule to maintain a sea level pressure and the two
passengers breathed air cleansed of exhaled CO2 by an alkali 'scrubber'.
Piccard's pioneering work with self contained pressurised gondolas has
since allowed man to fly to well in excess of 100,000 ft. using
balloons.
Germany, in the late
1920s, had recommenced work on the pressure cabin for fixed wing
aircraft. In 1933 a Junkers 49 equipped with a pressure cabin
successfully flew to 33,000ft., and in 1936 this same plane reached
41,000ft. Similarly France had developed pressure cabin technology by
1935, albeit with problems.
Between the wars, it
was perceived that the British (and USA) had made little progress in
their development of operational aircraft Oxygen systems, while it was
felt, at the time, that the Germans had made considerable advances and
had an edge over the Allies in this respect. Little had been made of
Haldane's and Siebe Gorman's Oxygen economiser equipment as can be seen
in the 1932 British attempt (successful) on the fixed wing altitude
record. For this flight, to 43,976 ft. the Bristol Aeroplane Company's
test pilot, Mr. C.F. Uwins, flew the open cockpit Vickers Vesper biplane
using a constant flow RAF issue Oxygen mask set to deliver 100% Oxygen.
Problems experienced during the preparatory research for this flight
came to the attention of SQNLDR Gerald Struan Marshall, then Director of
the RAF's Physiological Laboratory, who wrote to the Director of Medical
Services pointing out the discrepancies of the Oxygen systems in use.
The closing line of his report was " . . . other things being equal, in
a fight at over 20,000 feet, the man with the more efficient Oxygen
system will win." Within weeks research was underway on new Oxygen
regulators and other equipment and over the ensuing few years the RAF
Type D mask/regulator system evolved. Despite the type D mask not living
up to expectations it did pave the way for further advances in masks,
regulators, and economisers early in the second war.
As had been previously
pointed out by von Schrotter (vice supra) and Haldane [41]
altitude exposure in excess of 33,000 ft. resulted in falling arterial
Oxygen saturation, even with the use of 100% Oxygen. This had recently
been overcome by Piccard using pressurised balloon gondolas and Struan
Marshall's Physiological Laboratory set about developing a more portable
pressurised environment, the pressure suit. In conjunction with the
Siebe Gorman Company a deep sea diver's suit was modified to produce a
pressure suit. During the period 1933 - 1935, this suit was developed
and tested to 90,000 ft. in pressure chambers. In 1936 the suit was
successfully flown to 54,000 ft.. It was found to be cumbersome,
unwieldy, and have a variety of unanticipated technical and practical
problems. Despite the problems at the time, and it's operational
difficulties such a suit can be clearly seen as one of the forerunners
of our modern astronaut's pressure suits used for intra and extra
-vehicular travel.
An American, Wiley
Post, also designed and built a pressure suit in 1935. He used this suit
in 1934 and 1935 in attempting to break the trans-American speed record,
no further details can be found on his flights. Concurrent pressure suit
research was underway in France (1935, Dr. Garsaux and Naval Surgeon
Rosentiel), Italy (1937, Pezzi achieved record altitude of over
51,000ft.), and Germany (Draegerwerke).
An interesting aside is
the conclusion of some independent Russian research during this period.
One paper stated that a degree of hypoxic protection was afforded by
"...the emotional factor and the socialistic tendency of the Soviet
flyer, along with physiologic compensatory mechanisms..." . The textbook
quoted provides a very up to date (in 1939) treatise on Aviation
Medicine [46]. Subsequent research has, however, failed to
demonstrate any degree of protection against hypoxia being afforded by
Socialist tendencies.
In the years
immediately preceding WWII the feeling that the Allies trailed in Oxygen
research prompted the decision that the development of new Oxygen supply
systems should be given the highest priority in British Aviation Medical
research (1939). Throughout the war research attention was concentrated
upon the practicalities of Oxygen use by combat aviators. Problems
addressed included; how to produce and carry Oxygen, how to ensure
reliable, controlled delivery of Oxygen to the aircrew, how to design a
mask system that ensured the Oxygen went where it was supposed to - into
the lungs, and how to minimise the effects of hypoxia during flight at
high altitude.
Extensive decompression
chamber examination of the efficacy of a variety of Oxygen equipment was
performed at the RAF's Physiological Laboratories between 1939 and 1945.
The various equipment's effect was monitored by end expiratory gas
analysis on machines designed by Haldane, a laborious process to say the
least, especially when the research was punctuated by alarms and
everyone diving for the air-raid shelters. I have no documentation of
parallel research in the USA, Germany, France or USSR but assume
similarities because this series of British tests assessed a number of
mask/regulator sets from Germany and USA, while France, Germany, Italy,
Russia, and USA all had operational decompression chambers by the mid
1930s.
The war demonstrated
potential problems for aircrew bailing out at high altitude. The work of
FLTLT Pask demonstrated the need for a 'bail-out' bottle of Oxygen if an
aircrewman was to reliably survive high altitude egress from his
aircraft (Barostat release parachutes were apparently not available at
this time, or at least not operational).
The need for portable
Oxygen systems, allowing aircrew mobility within bombers or other large
aircraft was also appreciated and the precursor to our present 'Loadie's
bottle' was developed and designated 'Portable Oxygen Set Mark 1A'. This
equipment was found deficient and a priority improvement research
tasking of 1943 brought results too late to benefit operational aircrew
(1945).
The problems of hypoxia
in passengers was also addressed after some disastrous high altitude
transatlantic flights in loaded Liberators.
Around 1940 the RAF
also looked seriously at alternative forms of Oxygen storage and
transport. At this time pressurised cylinders of gaseous Oxygen were
generally used, liquid Oxygen (LOX) being abandoned soon after the first
war due to inefficiency in the equipment of that time (The Germans had,
apparently, continued using LOX). The sheer weight needed to load a
nonpressurised passenger aircraft with sufficient Oxygen cylinders for a
long flight made research into more efficient, lighter methods seem
mandatory. One method around this weight problem was taken by
researchers at the Royal Society Mond Laboratory at Cambridge who,
between 1939 and 1941, developed a number of machines that could produce
concentrated Oxygen from the surrounding air. These machines, or
'separators' as they were then called, worked by compressing air,
allowing it to cool and liquify, and then distilling off gaseous Oxygen
by selective warming. This separator unit (popularly known as the
'ice-cream machine' at this time) was fitted to some aircraft, running
off their engines, and operated effectively at 25 - 27,000 ft. This
equipment was not followed up to it's fullest potential, partly due to
weight considerations, improvements in pressure cabins, and electrical
equipment already making substantial demands on aircraft powerplants,
until the Americans reopened research into similar "On Board Oxygen
Generator Systems (OBOGS)" in the 1970s.
Another problem, the
substantial waste of Oxygen by the systems available early in the second
war was addressed by developing advanced Oxygen economisers along the
lines of those developed by Haldane and Siebe Gorman Co. around 1917
(vide supra). These "Puffing Billy" Economisers (RAF Oxygen Economiser
Mk. 1) were trialed extensively throughout 1940, found to be effective
above 30,000ft. and substantially reduce the amount of Oxygen
(cylinders) needed for long flights. The Mark 1 Oxygen Economiser was
pressed into service for fighter and bomber aircrew later in 1940 with
the Mark 2 to follow in March 1941. The economiser subsequently proved
to be a very effective and reliable piece of equipment.
While the British were
fitting all their production aircraft with Mark 2 Economisers (April
1942) the Germans and American were developing slightly different
methods of 'economising' on the finite Oxygen stores that an aircraft
could carry. Considerable advances were made in the design of 'demand'
regulators that only permitted Oxygen to flow to the crewmember in
response to his inspiratory effort. The initial demand regulators
displayed a considerable breathing resistance, found tiring by aircrew,
but subsequent development has improved the resistance of the system and
in particular the demand valve making demand Oxygen systems commonplace,
almost passe, in modern military aircraft.
Towards the end of the
second war acceleration atelectasis started to become a problem for
military aviators. Although not entirely appropriate to an essay on
'hypoxia' this problem was certainly potentiated by methods employed to
prevent hypoxia. The pilot's symptoms of coughing and chest pain, due to
closure of smaller airways in the base of the lungs due to increased
acceleration (g-forces), were made worse when he had been using 100%
Oxygen (As RAF aircrew had been instructed to do). The explanation
behind this was provided by J. Ernsting and D. Glaister who postulated
that the 100% Oxygen is absorbed from pulmonary lobules distal to the
G-induced atelectatic obstruction thus worsening the collapse. A
parallel mechanism to delayed otic barotrauma.
During the war
extensive research effort was directed at refining the Oxygen masks
being used by airmen. The RAF progressed from their A-mask of the 1920s
to the H-mask of 1944, which has since undergone minor improvement in
it's evolution to the P/Q masks in use today, and the W mask that may
see service in the near future.
Another major field of
development in the prevention of hypoxia was the expansion of experience
and expertise in pressure cabin technology. As mentioned above the first
usage of a pressure cabin occurred in the USA in the early 1920s and
further developments were made by the Germans and the French during the
following two decades. The French had a pressurised twin engined
aircraft in 1940, that could maintain a cabin altitude of 9,700ft. when
flying at 30,000ft. Fuelled by Germany's successes with pressure cabins
the RAF approached the problem with some urgency in the immediate
pre-war years. In 1940 the RAF had successfully pressurised their
Vickers-Armstrong Wellington bomber using engine mounted compressors
that could be controlled by a crewmember. 1941 and 1942 saw the
incorporation of pressure cabins into RAF Spitfire fighters and Mosquito
fighter-bombers used for high altitude photo-reconnaissance sorties. The
Westland Welkin (Looking very much like the De Havilland Mosquito),
produced in 1943, was the first British aeroplane with a pressure cabin
integral in it's design, it did not see service before the end of the
war.
The other method of
preventing hypoxia at altitudes above 40,000ft. is pressure breathing,
as mentioned earlier. In a chronology similar to that of the pressure
cabin initial research was made into pressure breathing, then shelved,
only to be resurrected during WWII. In 1942 A.P. Gagge and co-workers,
at Wright Field USA, developed a pressure breathing system to allow
aircrew operation above 42,000ft. without pressure cabins. This
equipment was successful and allowed exposure to 50,000ft. for several
minutes without hypoxic problems. Canadian work on pressure breathing
trailed the Americans by about a year but employed a different system,
which actually provided a degree of counterpressure to the chest wall
(called, by some, a pressure breathing jacket, waistcoat, or jerkin)
After minor modification the Canadian equipment was teamed with a
modified RAF H-mask to provide operational pressure breathing to aircrew
allowing them to operate against German pressurised aircraft (e.g. The
photo-reconnaissance Junkers 86) previously inaccessible to them. This
equipment was flight tested to 46,000ft. in 1943 and brought into
service in 1944. The Americans also adopted, and improved on this design
(incorporating sleeves into the counter-pressure garment), later (1948)
donating their improved version back to the RAF to assist ongoing
research. After the second war, all high altitude military aircraft
being fitted with pressure cabins, pressure breathing functioned in a
'get me down' emergency capacity only in case of cabin pressurisation
failure. Recently, however, research has indicated the benefits of
pressure breathing in reducing the incidence of Acceleration Induced
Loss of Consciousness (G-LOC) [60], so much so that the
USAF employs elective pressure breathing as one of the manoeuvres to
enhance G-tolerance in it's modern jet fighter fleet and Ernsting
proposes that future military aircraft Oxygen systems should employ an
automatic selection of pressure breathing when certain levels of +Gz are
reached.
At the outbreak of WWII
full pressure suit technology was rudimentary and not sufficient to
allow operational flights above 40,000ft. In 1941 the RAF rekindled her
interest in pressure suits and by 1942 had test flown one new suit. The
third type of suit produced during these experiments was effective and
relatively comfortable, but never actually entered service, probably due
to the status of pressure cabins and pressure breathing equipment at the
time. Research into full body pressure suits did, however, continue
after the war fuelled by the ever-present risk of rapid (pressurized)
cabin decompression and the anticipated future needs of very-high
altitude air operations in which cabin pressurisation would produce an
unacceptable weight penalty. Hybrids between full pressure suits and
pressure jerkins were designed , and in 1957 successfully chamber flown
to 140,000 ft.., John Ernsting himself being the "pilot". Russia also
had spent some considerable effort, commencing in 1934 under Dr.
Vladislav A. Spasskiy, on full pressure suits and their expertise
probably exceeded the rest of the world by the end of WWII, although
they had done no original work on partial pressure equipment. Similarly
the German Drager company was involved in developing an operational
pressure suit prior to the second world war. However, since then
pressure cabin technology has continuously improved and pressure suits
(full and partial) gradually saw less and less service.
It can be seen from the
above what phenomenal progress had been made in our understanding of
hypoxia during the first half of this century. By the end of the second
war the effects of Oxygen lack at high and very high altitude was well
understood, as was the need for Oxygen administration to prevent
hypoxia. The symptoms and signs of hypoxia were well recognised and
documented. It had been shown, confirming previous predictions, that
Oxygen at a partial pressure greater than ambient was needed to prevent
hypoxia at altitudes above 40,000 ft. A wide variety of Oxygen systems
had been developed around the world, variously employing high pressure
gaseous Oxygen, liquid Oxygen, or generating concentrated Oxygen, while
in flight, from the surrounding air. Equipment to protect from hypoxia
had undergone great changes since the pre-WWI "pipe-stems" now there
were face fitting Oxygen masks with demand regulators and non
rebreathing (or rebreathing if required) valves and regulators that
automatically altered the concentration of Oxygen supplied with
altitude. Pressure breathing had been developed to prevent hypoxia at
altitudes in excess of 40,000 ft. as had the partial and full pressure
suits. The greatest, single, technology advance was, in my opinion, the
development of cabin pressurisation systems able to sustain aircrew
operations at high altitude without the cumbersome pressure suits. Of
course pressure suit technology was far from redundant and played a
major role in man's subsequent confrontation with space - enabling
survival and activity in that most hostile of environments.
Since around 1950 much
of the development of aircraft Oxygen systems has been a matter of
refining, sometimes substantially, the technology that was already
available. Much work had been performed defining acceptable standards
and characteristics for operation of aircraft Oxygen systems. The main
exception to this generalisation being the development of Molecular
Sieve, and other, On Board Oxygen Generating Systems (MSOGS, OBOGS),
discussed further below. The development of onboard Oxygen generation
systems has produced a need, in some aircraft, for devices that monitor
the concentration of Oxygen in the aircraft cabin.
During these last forty
years Oxygen carriage has been substantially refined with most military
aircraft now carrying LOX systems with emergency backup and egress
(bailout) using high pressure gaseous Oxygen. Pressure cabins have
developed to the stage where many private aircraft, not just high
altitude military craft or long haul passenger carriers, can be
pressurised for flight at high altitude. The realisation of potential
problems with rapid cabin decompression is exemplified by the fact that
many jet fighter-interceptors fly at high altitude with their cabin at
18,000 ft. altitude and the pilot using Oxygen at all times, these 'low
differential' cabins reduce the risk to the pilot (and therefore the
mission) should the cockpit integrity be breached by missile or fragment
and rapid decompression ensue. The pressure characteristics of Oxygen
masks, their non-rebreathing valves and demand regulators have been
detailed fastidiously. The masks and regulators have become
progressively more efficient and reliable (and usually complex)
employing more and more safety features. Pressure breathing, it's
benefits and problems, is reasonably well understood at this time and is
generally available in military aircraft as an emergency 'get me down'
facility in case of cabin decompression at altitude. The incidental
discovery that pressure breathing enhances acceleration tolerance has
been employed to increase pilot performance in our more manoeuvrable
fast jets. Partial pressure helmets and suits have very limited
application these days, the notable exception being specialist aircraft
such as the U2 and SR-71 High Altitude Photo-reconnaissance aircraft
whose design specifications do not allow adequate cabin pressurisation.
Full body pressure suits have moved into the realm of astronautics with
little present day usage in aviation per se. Pressure suit technology
has advanced significantly as evidenced by the recent extra-vehicular
sojourns of the Challenger Astronauts.
Most of the major
advances in hypoxia prevention derive from various military needs and
the resultant research which then tends to 'trickle down' into parallel
civilian applications. The civilian Routine Passenger Transport (RPT)
industry has developed some independent needs from those of military
aircrew and some separate research initiatives have developed. Of
particular interest here is the recent improvement in the 'quick don'
Oxygen mask system for RPT aircrew and the smoke protection Oxygen hoods
or masks developed to prevent incapacitation in the event of cabin fire
and the release of toxic fumes from burning plastics.
Another recent
variation on the hypoxia prevention theme is the Oxygen systems
developed for some military (and perhaps civil) maritime helicopter
operations, the Oxygen systems are design to allow some protection
(albeit limited) during water submersion. This protection gives the
aircrew more time, and hence, a greater chance of survival in the case
of ditching and underwater egress from the cabin.
Consideration of On
Board Oxygen Generation Systems (OBOGS) is an aspect in the advancement
of our understanding and prevention of hypoxia that straddles the bridge
between the past and the future. The concept, first developed around
1940 with the production of Oxygen 'separators', has been expanded
greatly over the last 15 years and most certainly will play a major role
in the development and improvement of aircraft Oxygen systems of the
future. A number of OBOGS have been developed employing differing
physical and chemical principles and having differing potential roles in
aviation. The first method, the electrolysis of water, requires high
electrical power input and the carriage, and replenishment of large
quantities of very pure water. This system has been all but abandoned.
The Barium oxide/dioxide system relies on the binding of Oxygen by
Barium Oxide at 540°C to form Barium Dioxide and the break down of this
compound at 900°C to release Oxygen. A usable system has been developed
but high power needs and maintenance problems have made it somewhat
unattractive. The electrochemical concentrator equipment uses electrical
power to attract and bind Oxygen molecules to Hydrogen ions at a
cathode, then release Oxygen from the resultant water molecules at a
nearby anode. The system has been developed but not yet to a level
acceptable for aviation usage. The Fluomine system relies on the
reversible reaction of Oxygen with the Cobalt chelate, Fluomine. Tests
by the USN and USAF have shown the system, in it's present state, to be
inadequate. Molecular Sieve Oxygen production equipment has been used
for some years in hospitals but not in aircraft, until recently, because
of their inability to produce highly concentrated (around 100%) Oxygen.
These systems employ a Zeolite filter or sieve to remove the Nitrogen
from air producing a gas mixture of 95% Oxygen and 5% Argon. The
innovation that allowed further concentration of the Oxygen, to aviation
standard, was the development of a secondary Oxygen purifier in 1988.
This Secondary purifier employed a Carbon Sieve to preferentially absorb
the Argon from the mixture producing an Oxygen concentration of 99.6%
electrical power, no special heating or cooling considerations and are
relatively light and compact, using engine bleed air as their Oxygen
source.
Operational aircraft
are already being equipped with MSOGS, most notably the USAF B1-B bomber
and the USN AV-8B "Harrier" fighter. It is likely that all US military
aircraft produced in the future will be equipped with advanced MSOGS as
will many passenger transport jets.
Our understanding of
Hypoxia, as applied to aviation, has certainly progressed considerably
from the time of the ill-fated deaths of Croce-Spinelli and Sivel to the
advanced aircraft Oxygen systems of today. I hope the above documents
this progress in a sensible, sequential manner. But what now of the
future? Where do we go from here? Are there, indeed, any new frontiers
to conquer in the field of aviation hypoxia and it's prevention?
I think so, although I
find it difficult to imagine the stimulus that will drive our research
to that next goal. Most probably the next series of major Oxygen system
advancements will be in response to the needs of astronautics,
interplanetary travel, and possible extra-terrestrial colonisation. But
before we consider these longer term projections perhaps we should look
a little nearer to the present. What is in store for the military
aviator in the next decade, or so, of Oxygen system advancement. I think
this is well predicted by John Ernsting in his paper by that named.
Ernsting proposes that
our future combat aircraft will need an MSOGS system capable of
producing near 100% Oxygen at rates able to support all aircrew needs. A
low differential pressure cabin will be employed with aircrew using
their Oxygen system at all times. The regulator will automatically
adjust the Oxygen/Air mix with altitude at introduce pressure breathing
at cabin altitudes in excess of 33,000ft. or upon any increase in "G"
loading. The impedance to respiratory demands and mask pressure
fluctuations shall be minimal and within non-tiring physical parameters.
There should be 'press to test' facilities on the pressure breathing as
well as the safety pressure options. The mask and system should
incorporate or be easily compatible with NBC (Nuclear, Chemical, or
Biological Warfare) protective equipment. The system should have
duplication of essential features, system failure warnings, simple test
and emergency drill procedures, offer protection against hypoxia,
drowning, and suffocation upon egress from the aircraft. Bailout Oxygen
and a backup Oxygen (emergency) system will employ high pressure gaseous
Oxygen or staged burning 'chlorate candles'. The article goes into quite
some depth and details of such a future system and is certainly worth
reading.
Much of the future
development in military Oxygen systems will, indeed, depend on other
aircraft technology and the tactics that will be employed in future
conflict. If Surface to Air Missiles became so advanced that aviation
had to be kept low and fast then hypoxia prevention would no longer be a
major consideration but pressure breathing may still be attractive as a
G-LOC prevention procedure. However should extreme altitudes be
necessary for interception and penetration then aviation and
astronautics will again merge and aircrew may routinely use full
pressure suits. As with much of the past, future developments in Oxygen
equipment will be driven by operational needs.
Man's extraterrestrial
antics will certainly place future demands on our Oxygen technology.
Prolonged extraterrestrial flight is likely in the near future needing
pressure cabins and suits to allow crew survival. The concept of
extremely long term spare flights with crew in suspended animation
raises a!! sorts of new ideas about how to store, recycle, or produce de
novo the gaseous Oxygen so necessary to life. Animals have already been
shown to survive immersed in certain fluorocarbon liquids which carry
enough Oxygen to absorb via the lungs. Is this the way to the future?
After all immersion of an astronaut in fluid will also protect from the
dangers of extreme accelerations, so if the fluid was indeed breathable,
and more manageable than gaseous Oxygen, would this not offer an
advantage? The whole field of hypoxia research and prevention has, most
certainly, an awful long way to go although I doubt that progress will
be made at the rate we have witnessed during the last hundred or so
years which can only be described as phenomenal.
Despite all the above
consideration of astronautics there is still one aspect of hypoxia
research, a little closer to earth, that needs to be addressed. This is
the perplexing question of whether Santa suffers hypoxia or not, and if
so what can we do about it? Can an MSOGS be run from Reindeer
bypass/bleed air and will we need to feed Rudolph baked-beans to
increase the pressure and volume of this bypass air?
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